Full legal name of company

Swiss International Asset Management AG

Regulatory Supervision

Swiss International Asset Management AG operates under the regulatory supervision of ARIF Genf (Member No.: 3334), a self-regulating body approved by the Swiss Financial Market Supervisory Authority (FINMA) for the supervision of the financial intermediaries referred to in article 2 para. 3 of the Swiss Federal Law on combating money laundering and terrorism financing in the financial sector (AMLA). ARIF is also recognized by FINMA as a professional organization for laying down rules of conduct relating to the practice of the profession of independent asset manager within the meaning of the Swiss Federal Act on collective investment schemes.

Anti Money Laundering (AML)

Swiss IAM is subject to provisions on Anti Money Laundering (AML) under the laws of Switzerland, which are in accordance with the FATF recommendations (Switzerland is a member country of the Financial Action Task Force FATF). This means in particular that Swiss IAM has to identify its customers and establish the beneficial owner’s identity. The AML compliance policies approved by the Management Board include inter alia the processes for the identification of the customers and establishing the identity of the beneficial owner. The policies also cover the collection of information regarding the customers’ business activities, relationships with Politically Exposed Persons and record retention procedures. Furthermore, Swiss IAM regularly provides AML training to relevant employees and does not provide banking services to any bank that does not maintain a physical presence in any country and that is not a regulated affiliate. The anti-money laundering policies are applicable to head office and branches alike and are in accordance with the Wolfsberg anti-money laundering principles.

Director (Verwaltungsrat)

Director: Shankar Peerthy

Email: info(at)swissam.ch

Tel: +41 41 588 05 02

Compliance Director (GwGVerantwortlicher)

Compliance Director:  SIG Fiduciaire AG


Tel: +41 41 588 05 02

Registered office address

Rigistrasse 2

6300 Zug




Company number (UID)


Commercial register number


Date of formation

30 December 2003

Type of Corporation

Aktiengesellschaft (Swiss Public Limited Company)

Share Capital (Aktienkapital):

CHF 100,000

Shares (Aktien-Stückelung)

100 shares of CHF 1000 per share

Confirm SRO Membership/license: